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Violation Tracker Global: Individual Record

Company: Bank Leumi
Current Parent CompanyBank Leumi
Parent at the Time of the Penalty Announcement: Bank Leumi
Jurisdiction: United States
Region: North America
Penalty Currency: U.S. Dollar
Penalty Amount in Original Currency: 1,600,000
U.S. Dollar Equivalent at the Time of the Penalty Announcement: $1,600,000
Year: 2016
Date: October 18, 2016
Agency: Securities and Exchange Commission
Offense Group: financial offenses
Offense Category: investor protection violation
HQ Country of Current Parent: Israel
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data(click here)
Link to this record on U.S. Violation Trackerhere
VTG Record ID: VTG24-6729