Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Global: Individual Record

Company: Bank Leumi
Current Parent CompanyBank Leumi
Parent at the Time of the Penalty Announcement: Bank Leumi
Jurisdiction: Israel
Region: Middle East
Penalty Currency: Israeli new shekel
Penalty Amount in Original Currency: 220,000
U.S. Dollar Equivalent at the Time of the Penalty Announcement: $63,150
Year: 2019
Date: August 12, 2019
Agency: Israel Securities Authority
Offense Group: financial offenses
Offense Category: investor protection violation
Description: Bank Leumi was fined for allowing a client to receive portfolio management services contrary to the Authority's order for advisor license holders and marketer license holders.
HQ Country of Current Parent: Israel
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data(click here)
VTG Record ID: VTG24-70667