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Violation Tracker Global: Current Parent Summary

Current Parent Company Name: Wells Fargo
Ownership Structure: publicly traded (ticker symbol WFC)
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010 in U.S. dollars$23,338,364,395
Number of records: 121
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$23,331,724,934120
Ireland$6,639,4611
Top 5 Offense GroupsPenalty Total (USD)Number of Records
consumer-protection-related offenses$10,015,578,95226
financial offenses$8,792,760,14669
competition-related offenses$3,148,000,0003
government-contracting-related offenses$1,200,000,0001
employment-related offenses$182,004,29720

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Wells Fargo & Companyfinancial servicesmortgage abuses2012United States$5,342,200,000
Wells Fargo Bankfinancial servicesconsumer protection violation2022United States$3,700,000,000
Wells Fargo & Companyfinancial servicesfraud2020United States$3,000,000,000
Wells Fargo Bank, N.A.financial servicestoxic securities abuses2018United States$2,090,000,000
Wells Fargofinancial servicesbanking violation2013United States$1,991,141,181
Wells Fargo Bank, National Associationfinancial servicesgovernment contracting fraud2016United States$1,200,000,000
Wells Fargofinancial servicesmortgage abuses2012United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells Fargo Bank, National Associationfinancial servicestoxic securities abuses2013United States$869,000,000
Wells Fargofinancial servicestoxic securities abuses2013United States$591,000,000
Wells Fargo Bank N.A.financial servicesbanking violation2018United States$575,000,000
Wells Fargo Bank N.A.financial servicesbanking violation2018United States$500,000,000
Wells Fargo Bank N.A.financial servicesconsumer protection violation2018United States$500,000,000
Wells Fargo & Co.financial servicesinvestor protection violation2020United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $500,000,000
Wells Fargo Bank, National Associationfinancial servicesbanking violation2021United States$250,000,000
Wells Fargo Bankfinancial servicesmortgage abuses2012United States$234,300,000
Wachovia Bank N.A.financial servicesanti-competitive practices2011United States$148,000,000
Wells Fargo and Companyfinancial servicesbenefit plan administrator violation2022United States$145,000,000
Wells Fargo Securities, LLC et al.financial servicesinvestor protection violation2023United States$125,000,000
Wachovia Bankfinancial servicesanti-money-laundering deficiencies2010United States$110,000,000
Wells Fargo Bankfinancial servicesbanking violation2016United States$100,000,000
Wells Fargo & Companyfinancial servicesbanking violation2012United States$87,000,000
Wells Fargo & Companyfinancial servicesbanking violation2011United States$85,000,000
Wells Fargo Bank N.A.financial servicesconsumer protection violation2015United States$81,600,000
Wells Fargofinancial servicesinvestor protection violation2023United States$75,000,000
Wells Fargo Bank, N.A.financial servicesbanking violation2021United States$72,600,000
Wells Fargo Bank, N.A.financial servicesbanking violation2016United States$70,000,000
Wells Fargo & Co.financial servicesbanking violation2023United States$67,762,500
Wells Fargo & Companyfinancial servicesinvestor protection violation2018United States$65,000,000
Wachovia Bank N.A.financial servicesanti-competitive practices2011United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $58,750,000
Wachoviafinancial servicestoxic securities abuses2015United States$53,000,000
Wachovia Bank N.A.financial servicesbanking violation2010United States$50,000,000
Wachovia Bank N.A.financial servicesanti-money-laundering deficiencies2010United States$50,000,000
Wells Fargofinancial servicesconsumer protection violation2016United States$50,000,000
Wells Fargo Bankfinancial servicesbanking violation2016United States$35,000,000
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Networkfinancial servicesinvestor protection violation2020United States$35,000,000
Wells Fargo Clearing Services LLCfinancial servicesinvestor protection violation2023United States$35,000,000
Wells Fargofinancial servicesconsumer protection violation2015United States$34,800,000
Wells Fargo Bank, National Associationfinancial servicesbanking violation2011United States$34,500,000
Wells Fargofinancial servicesmortgage abuses2010United States$33,868,615
Wells Fargo & Co.financial serviceseconomic sanction violation2023United States$30,000,000
Wells Fargofinancial servicesconsumer protection violation2010United States$23,700,000
Wells Fargofinancial serviceslabor standards violation2022United States$22,000,000
Wells Fargo Bank, National Associationfinancial servicesconsumer protection violation2016United States$20,000,000
Wells Fargo & Co.financial servicesinvestor protection violation2020United States$20,000,000
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCfinancial servicesinvestor protection violation2019United States$17,363,847
Wells Fargofinancial servicestoxic securities abuses2018United States$17,250,000
Wells Fargo & Companyfinancial servicesdiscriminatory practices (non-employment)2011United States$16,055,000
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCfinancial servicesinvestor protection violation2015United States$15,000,000
Wells Fargo Bank, N.A.financial servicesinvestor protection violation2019United States$14,475,000
Wells Fargo Bankfinancial servicesmortgage abuses2015United States$13,800,000
Wells Fargo Securities LLCfinancial servicestoxic securities abuses2011United States$11,000,000
Wells Fargo Bankfinancial servicesprivacy violation2016United States$8,500,000
Wells Fargofinancial servicesconsumer protection violation2016United States$8,000,000
Wells Fargo Bank, N.A.financial servicesemployment discrimination2020United States$7,800,000
Wells Fargo Advisorsfinancial servicesanti-money-laundering deficiencies2022United States$7,000,000
Wells Fargo Bank International Unlimited Companyfinancial servicesbanking violation2019Ireland$6,639,461
Wells Fargofinancial servicestoxic securities abuses2012United States$6,500,000
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Servicesfinancial servicesconsumer protection violation2017United States$5,400,000
Wells Fargo Bank N.Afinancial serviceslabor standards violation2017United States$5,400,000
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc.financial servicesinsurance violation2019United States$5,345,816
Wells Fargo Advisors LLCfinancial servicesinvestor protection violation2018United States$5,108,441
Wells Fargo Advisors LLCfinancial servicesinvestor protection violation2014United States$5,000,000
Wells Fargo Home Mortgagefinancial servicesdiscriminatory practices (non-employment)2014United States$5,000,000
Wells Fargo Bank N.A.financial servicesconsumer protection violation2016United States$4,100,000
Wells Fargo Bankfinancial servicesconsumer protection violation2016United States$4,010,000
Wells Fargo Bank, National Associationfinancial servicesbanking violation2015United States$4,000,000
Wells Fargo Bankfinancial servicesconsumer protection violation2015United States$4,000,000
Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLCfinancial servicesinvestor protection violation2016United States$4,000,000
Wells Fargo Securities, LLCfinancial servicesinvestor protection violation2014United States$4,000,000
Wells Fargo Advisors, LLCfinancial servicesanti-money-laundering deficiencies2017United States$3,500,000
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCfinancial servicesinvestor protection violation2017United States$3,400,000
Wells Fargo Advisors, LLCfinancial servicesinvestor protection violation2013United States$3,250,000
Wachovia Securities, LLCfinancial servicesinvestor protection violation2011United States$3,200,000
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCfinancial servicesinvestor protection violation2020United States$2,075,000
Wells Fargo Investments, LLCfinancial servicesinvestor protection violation2011United States$2,000,000
Wells Fargo Advisors, LLCfinancial servicesinvestor protection violation2012United States$1,931,488
Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and First Clearing, LLCfinancial servicesinvestor protection violation2016United States$1,500,000
Wells Fargo Advisors and Wells Fargo Advisors Financial Networkfinancial servicesanti-money-laundering deficiencies2014United States$1,500,000
Wells Fargo Advisors, LLCfinancial servicesinvestor protection violation2011United States$1,000,000
Wells Fargofinancial servicesmortgage abuses2012United States$940,056
Wells Fargo Clearing Services LLCfinancial servicesinvestor protection violation2024United States$900,000
Wells Fargo Securitiesfinancial servicesinvestor protection violation2019United States$812,500
A.G. Edwards & Sons, Inc.financial servicesinvestor protection violation2011United States$765,993
Wells Fargo Bankfinancial servicesconsumer protection violation2011United States$741,465
Wells Fargo Bankfinancial servicesmortgage abuses2015United States$675,000
Wells Fargofinancial serviceslabor standards violation2017United States$577,500
Wells Fargo Clearing Services, LLCfinancial servicesinvestor protection violation2019United States$450,000
Wells Fargo Bank N.A. Municipal Products Groupfinancial servicesinvestor protection violation2016United States$440,000
Wells Fargo Bank, N.A.financial servicesinvestor protection violation2016United States$400,000
Wells Fargo Advisors LLCfinancial servicesinvestor protection violation2016United States$300,000
Wells Fargo & Companyfinancial servicesemployment discrimination2014United States$295,000
Wells Fargo Bank, N.A.financial servicesemployment discrimination2014United States$290,000
Wells Fargo Bank N.A.financial servicesemployment discrimination2019United States$283,697
Wells Fargo Advisors, LLCfinancial servicesinvestor protection violation2017United States$270,000
WELLS FARGO ADVISORSfinancial servicesinvestor protection violation2015United States$205,000
Wachovia Securities, LLCfinancial servicesinvestor protection violation2010United States$129,131
Wells Fargo Bankfinancial servicesdiscriminatory practices (non-employment)2021United States$125,000
Wells Fargo & Companyfinancial serviceslabor standards violation2014United States$100,001
Wachovia Securities, LLC nka Wells Fargo Advisors, LLCfinancial servicesinvestor protection violation2010United States$75,000
Wells Fargo Bank, N.Afinancial serviceseconomic sanction violation2010United States$67,500
Wells Fargo Bank N.A.financial serviceslabor standards violation2019United States$57,675
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.