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Violation Tracker Global: Current Parent Summary

Current Parent Company Name: Prudential Financial
Ownership Structure: publicly traded (ticker symbol PRU)
Headquartered in: USA
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2010 in U.S. dollars$85,773,037
Number of records: 27
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$84,512,90325
Brazil$1,216,4701
South Korea$43,6641
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$64,052,3416
consumer-protection-related offenses$20,422,02016
employment-related offenses$1,246,0123
competition-related offenses$43,6641
environment-related offenses$9,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Prudential Financial Inc.financial servicesinvestor protection violation2019United States$32,600,000
Pruco Securities, LLCfinancial servicesinvestor protection violation2020United States$18,252,341
Prudential Insurance Company of Americafinancial servicesinsurance violation2012United States$17,000,000
Pruco Securities, LLCfinancial servicesinvestor protection violation2012United States$11,250,000
Prudential do Brasilfinancial serviceslabor standards violation2024Brazil$1,216,470
Prudential Insurance Company of Americafinancial servicesinsurance violation2021United States$1,200,000
The Prudential Insurance Company of Americafinancial servicesinsurance violation2013United States$1,000,000
Prudential Annuities Distributors, Inc.financial servicesinvestor protection violation2016United States$950,000
Pruco Securities, LLCfinancial servicesinvestor protection violation2017United States$900,000
Prudential Insurance Company of Americafinancial servicesinsurance violation2024United States$500,000
Prudential Retirement Insurance and Annuity Companyfinancial servicesinsurance violation2021United States$300,000
Prudential Insurance Company of Americafinancial servicesinsurance violation2012United States$200,000
Pruco Securities, LLCfinancial servicesinvestor protection violation2013United States$100,000
The Prudential Insurance Company of Americafinancial servicesinsurance violation2011United States$75,000
The Prudential Insurance Company of Americafinancial servicesinsurance violation2019United States$49,020
Prudential Lifefinancial servicesanti-competitive practices2013South Korea$43,664
Pruco Life Insurance Companyfinancial servicesinsurance violation2022United States$32,000
The Prudential Insurance Company of Americafinancial servicesinsurance violation2020United States$25,000
The Prudential Insurance Company of Americafinancial serviceslabor standards violation2018United States$17,842
Prudential Insurancefinancial serviceslabor standards violation2013United States$11,700
Pruco Life Insurance Co.financial servicesinsurance violation2014United States$10,500
PRUDENTIAL INS CO OF AMERfinancial servicesenvironmental violation2018United States$9,000
Pruco Life Insurance Co.financial servicesinsurance violation2015United States$8,000
Prudential Insurance Company of Americafinancial servicesinsurance violation2012United States$7,500
Prudential Insurance Company of Americafinancial servicesinsurance violation2016United States$5,000
The Prudential Insurance Company of Americafinancial servicesinsurance violation2015United States$5,000
PRUDENTIAL INSURANCE COMPANYfinancial servicesinsurance violation2014United States$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.