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Violation Tracker Global: Current Parent Summary

Current Parent Company Name: KeyCorp
Ownership Structure: publicly traded (ticker symbol KEY)
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010 in U.S. dollars$3,037,141
Number of records: 7
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$3,037,1417
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$3,027,1406
employment-related offenses$10,0011

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
First Niagara Bank, National Associationfinancial servicesbanking violation2016United States$2,000,000
Keybanc Capital Markets Inc.financial servicesinvestor protection violation2016United States$440,000
KeyBanc Capital Markets Inc.financial servicesinvestor protection violation2023United States$397,135
KeyBanc Capital Markets Inc.financial servicesaccounting fraud or deficiencies2016United States$175,000
FIRST NIAGARA FINANCIAL GROUP, INC.financial servicesbenefit plan administrator violation2011United States$10,001
First Niagara Bank, National Associationfinancial servicesbanking violation2011United States$10,000
Keybank National Associationfinancial servicesbanking violation2015United States$5,005
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.