Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Global: Current Parent Summary

Current Parent Company Name: Jones Financial
Ownership Structure: privately held
Headquartered in: USA
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010 in U.S. dollars$89,633,979
Number of records: 16
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$89,633,97916
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$89,621,47915
consumer-protection-related offenses$12,5001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML
CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2024United States$50,000,000
Edward D. Jones & Co. LPfinancial servicesinvestor protection violation2015United States$20,000,000
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2015United States$13,500,000
Edward Jonesfinancial servicesinvestor protection violation2024United States$4,440,979
Edward Jones & Co. LPfinancial servicesinvestor protection violation2014United States$750,000
Edward D. Jones & Co., LPfinancial servicesinvestor protection violation2024United States$300,000
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2022United States$175,000
Edward D. Jones & Co. LPfinancial servicesinvestor protection violation2016United States$135,000
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2015United States$100,000
Edward Jonesfinancial servicesinvestor protection violation2010United States$100,000
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2018United States$50,000
Edward D. Jones & Co. L.P.financial servicesinvestor protection violation2010United States$40,500
Edward D. Jones & Co., L.P.financial servicesconsumer protection violation2013United States$12,500
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2011United States$10,000
Edward D. Jones & Co., L.P.financial servicesinvestor protection violation2010United States$10,000
Edward D. Jones & Co. L.P.financial servicesinvestor protection violation2019United States$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.