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Violation Tracker Global: Current Parent Summary

Current Parent Company Name: IntercontinentalExchange Group
Ownership Structure: publicly traded (ticker symbol ICE)
Headquartered in: USA
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2010 in U.S. dollars$36,500,000
Number of records: 5
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$36,500,0005
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$36,500,0005

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
New York Stock Exchangefinancial servicesinvestor protection violation2018United States$14,000,000
Intercontinental Exchange, Inc.financial servicesinvestor protection violation2024United States$10,000,000
New York Stock Exchangefinancial servicesinvestor protection violation2012United States$5,000,000
New York Stock Exchangefinancial servicesinvestor protection violation2014United States$4,500,000
ICE Futures U.S. Inc.financial servicesinvestor protection violation2015United States$3,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.