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Violation Tracker Global: Current Parent Summary

Current Parent Company Name: Barclays
Ownership Structure: publicly traded (ticker symbol LSE: BARC)
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010 in U.S. dollars$7,801,126,024
Number of records: 78
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$6,546,341,18341
United Kingdom$875,694,44818
European Commission$308,024,7202
Switzerland$56,155,6002
Brazil$10,837,1061
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$4,027,593,82948
competition-related offenses$3,696,177,39320
consumer-protection-related offenses$61,009,4794
employment-related offenses$16,345,3236

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Barclays Capital, Inc.financial servicestoxic securities abuses2018United States$2,000,000,000
Barclays PLCfinancial servicesanti-competitive practices2015United States$710,000,000
Barclays Bank PLCfinancial servicesanti-competitive practices2015United States$485,000,000
Barclays Bank plcfinancial servicesforeign exchange market manipulation2015United Kingdom$442,121,101
Barclaysfinancial servicesanti-competitive practices2015United States$400,000,000
Barclays Bank PLCfinancial servicesinvestor protection violation2022United States$361,000,000
BARCLAYS BANK PLCfinancial servicesanti-competitive practices2015United States$342,000,000
Barclays Capital Inc.financial servicestoxic securities abuses2015United States$325,000,000
Barclays Bank PLCfinancial serviceseconomic sanction violation2010United States$298,000,000
Barclays Bank PLCfinancial servicestoxic securities abuses2014United States$280,000,000
Barclaysfinancial servicesanti-competitive practices2019European Commission$235,621,771
Barclays PLCfinancial servicesanti-competitive practices2012United States$200,000,000
Barclays Bank PLCfinancial servicesanti-competitive practices2012United States$160,000,000
Barclays Bank PLCfinancial servicesanti-competitive practices2015United States$150,000,000
Barclays plcfinancial serviceseconomic sanction violation2010United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $149,000,000
Barclays Capital Inc.financial servicesinvestor protection violation2022United States$125,000,000
Barclaysfinancial servicesanti-competitive practices2015United States$115,000,000
Barclays Bank plcfinancial servicesanti-money-laundering deficiencies2015United Kingdom$108,889,656
Barclays Bank PLCfinancial servicesanti-competitive practices2017United States$105,000,000
Barclays Bank PLCfinancial servicesanti-competitive practices2016United States$100,000,000
Barclays Capitalfinancial servicesinvestor protection violation2017United States$97,037,659
Barclays Bank plcfinancial servicesinterest rate benchmark manipulation2012United Kingdom$92,516,550
Barclays Bank PLCfinancial servicesinvestor protection violation2022United States$75,000,000
Barclaysfinancial servicesanti-competitive practices2021European Commission$72,402,949
Barclays Bank plcfinancial servicesinvestor protection violation2014United Kingdom$61,788,565
Barclays Bank plcfinancial servicesinvestor protection violation2014United Kingdom$43,793,554
Barclays plcfinancial servicesinvestor protection violation2024United Kingdom$37,662,000
Barclays Bank PLCfinancial servicestoxic securities abuses2013United States$36,100,000
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd.financial servicesconsumer protection violation2020United Kingdom$35,004,168
Barclays Capital Inc.financial servicesinvestor protection violation2016United States$35,000,000
Barclays Capital Inc.financial servicesinvestor protection violation2016United States$35,000,000
Barclaysfinancial servicesinterest rate benchmark manipulation2016Switzerland$28,944,500
Barclaysfinancial servicesforeign exchange market manipulation2019Switzerland$27,211,100
Barclays Capital Inc.financial servicesinvestor protection violation2014United States$15,000,000
Barclays Bank PLCfinancial serviceslabor standards violation2018United States$15,000,000
Barclays Bank Plcfinancial servicesconsumer protection violation2022United Kingdom$14,574,031
Barclays Capital, Inc.financial servicesinvestor protection violation2015United States$13,750,000
Barclays PLCfinancial servicesanti-competitive practices2018United States$12,896,011
Barclays Capital Inc.financial servicesinvestor protection violation2017United States$12,710,040
Barclays Bank plcfinancial servicesinvestor protection violation2024United Kingdom$12,554,000
Barclays Bank plcfinancial servicesinvestor protection violation2011United Kingdom$12,222,980
Barclays PLCfinancial servicesanti-competitive practices2016Brazil$10,837,106
Barclaysfinancial servicesconsumer protection violation2022United Kingdom$10,291,680
Barclays Capital Inc.financial servicestoxic securities abuses2016United States$9,000,000
Barclays PLCfinancial serviceskickbacks and bribery2019United States$6,308,726
Barclays Capital Inc.financial servicesinvestor protection violation2014United States$5,000,000
Barclays Capital Inc.financial servicestoxic securities abuses2021United States$4,642,857
Barclays Bank PLCfinancial servicesinvestor protection violation2024United States$4,000,000
Barclays Capital Inc.financial servicesinvestor protection violation2013United States$3,750,000
Barclays Capital Inc.financial servicesinvestor protection violation2011United States$3,000,000
Barclays Bank PLCfinancial serviceseconomic sanction violation2016United States$2,485,890
Barclays Capital Securities Limitedfinancial servicesinvestor protection violation2011United Kingdom$1,791,240
Barclays Capital Inc.financial servicesinvestor protection violation2016United States$1,300,000
Barclays Services Ltdfinancial serviceslabor standards violation2019United Kingdom$1,234,419
Barclaysfinancial servicesconsumer protection violation2022United Kingdom$1,139,600
Barclays Capital Inc.financial servicesinvestor protection violation2014United States$1,000,000
Barclays Capital Securities Limitedfinancial servicesinvestor protection violation2021Turkey$848,154
Barclays Capital Inc.financial servicesinvestor protection violation2016United States$800,000
Barclays PLCfinancial servicesinvestor protection violation2020Germany$789,124
Barclays Bank PLCfinancial servicesinvestor protection violation2012Spain$777,942
Barclays Bank PLCfinancial servicesinvestor protection violation2016United States$560,000
Barclays Bank PLCfinancial servicesinvestor protection violation2016United States$500,000
Barclays Capital Inc.financial servicesinvestor protection violation2016United States$500,000
Barclays Capital Inc. et al.financial servicesbanking violation2017Australia$383,405
Barclays Bank PLCfinancial servicesbanking violation2015Taiwan$376,051
Barclaysfinancial servicesanti-competitive practices2021Mexico$317,579
Barclays Bank PLCfinancial servicesbanking violation2011India$166,723
Barclays Bank PLCfinancial servicesbanking violation2019India$142,683
BARCLAYS CAPITAL CASA DE BOLSA, SA DE CVfinancial servicesinvestor protection violation2022Mexico$86,665
Barclays Bank PLCfinancial servicesinvestor protection violation2012Australia$83,029
Barclays Execution Services Ltdfinancial serviceslabor standards violation2021United Kingdom$66,480
Barclays Bank Mexico, SAfinancial servicesbanking violation2018Mexico$53,697
Barclays Bank Mexico, SAfinancial servicesanti-money-laundering deficiencies2020Mexico$21,640
Barclays Bank UK plcfinancial serviceslabor standards violation2020United Kingdom$19,391
BARCLAYS CAPITAL CASA DE BOLSA, SA DE CVfinancial servicesanti-money-laundering deficiencies2020Mexico$18,205
Barclays Bank UK plcfinancial serviceslabor standards violation2021United Kingdom$13,370
Barclays Bank Plcfinancial serviceslabor standards violation2019United Kingdom$11,663
Barclays Investments & Loans (India) Ltd.financial servicesinsurance violation2013India$8,070
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.