Download up to 50 records using a credit card to purchase your current search results.
Purchase your current search resultsIf your search contains more than 50 records, you will receive only the first 50 based on the sorting chosen at the time of purchase. Downloads will contain all fields shown in the individual records, not only those visible on the search results page. If your search is 50 records or higher, a subscription might be a better option.
If your search contains fewer than 50 records, the balance cannot be used for a separate search.
Once you subscribe, you will be able to download your current search results. Downloads will contain all fields shown in the individual records, not only those visible on the search results page.
If the number of records in your search results exceeds the limit of your subscription tier, your download will include the maximum number based on the sorting chosen at the time of the download.
Top 5 Jurisdictions | Penalty Total (USD) | Number of Records |
---|---|---|
United States | $1,154,261,317 | 23 |
United Kingdom | $186,367,169 | 2 |
Ireland | $11,897,670 | 1 |
Brazil | $741,645 | 1 |
Australia | $58,550 | 2 |
Top 5 Offense Groups | Penalty Total (USD) | Number of Records |
---|---|---|
financial offenses | $1,252,403,960 | 26 |
employment-related offenses | $86,113,037 | 3 |
competition-related offenses | $14,830,000 | 2 |
Click on the company or penalty amount for more information on each case.
Company | Current Parent Industry | Offense Category | Year | Jurisdiction | Penalty Amount (USD) |
---|---|---|---|---|---|
Bank of New York Mellon | financial services | banking violation | 2015 | United States | $714,000,000 |
The Bank of New York Mellon International Limited et al. | financial services | investor protection violation | 2015 | United Kingdom | $186,354,000 |
Bank of New York Mellon | financial services | banking violation | 2015 | United States | $167,500,000 |
Bank of New York Mellon | financial services | benefit plan administrator violation | 2015 | United States | $84,000,000 |
Bank of New York Mellon | financial services | investor protection violation | 2018 | United States | $54,000,000 |
BNY Mellon Securities Corporation | financial services | investor protection violation | 2024 | United States | $40,000,000 |
Bank of New York Mellon | financial services | investor protection violation | 2013 | United States | $28,000,000 |
BNY Mellon Securities LLC | financial services | investor protection violation | 2011 | United States | $24,045,447 |
BNY Mellon | financial services | kickbacks and bribery | 2015 | United States | $14,800,000 |
BNY Mellon Fund Services (Ireland) DAC | financial services | banking violation | 2022 | Ireland | $11,897,670 |
BNY Mellon | financial services | investor protection violation | 2017 | United States | $6,600,000 |
THE BANK OF NEW YORK MELLON | financial services | banking violation | 2012 | United States | $6,000,000 |
Bank of New York Mellon | financial services | investor protection violation | 2024 | United States | $5,000,000 |
Bank of New York Mellon Corporation | financial services | banking violation | 2017 | United States | $3,000,000 |
The Bank of New York Mellon Corporation | financial services | employment discrimination | 2022 | United States | $1,925,000 |
BNY Mellon Investment Adviser, Inc. | financial services | investor protection violation | 2022 | United States | $1,500,000 |
Bank of New York Mellon Corp. | financial services | investor protection violation | 2011 | United States | $1,300,000 |
BNY Mellon Capital Markets LLC | financial services | investor protection violation | 2022 | United States | $956,833 |
Bank of New York Mellon | financial services | investor protection violation | 2019 | United States | $750,000 |
BNY Mellon Servicos Financeiros DTVM SA | financial services | securities violation | 2020 | Brazil | $741,645 |
BNY Mellon Capital Markets LLC | financial services | investor protection violation | 2011 | United States | $500,000 |
Bank of New York Mellon | financial services | employment discrimination | 2010 | United States | $188,037 |
BNY Mellon Capital Markets, LLC | financial services | investor protection violation | 2015 | United States | $120,000 |
Bank of New York Mellon (Shanghai Branch) | financial services | export control violation | 2011 | United States | $30,000 |
BNY Mellon Shareowner Services | financial services | investor protection violation | 2010 | United States | $30,000 |
Pershing Securities Australia Pty Ltd | financial services | investor protection violation | 2017 | Australia | $29,990 |
Pershing Securities Australia Pty Ltd | financial services | investor protection violation | 2020 | Australia | $28,560 |
Bank of New York Mellon | financial services | banking violation | 2018 | United States | $16,000 |
BNY Mellon Corporate Trustee Services Ltd TCSP | financial services | anti-money-laundering deficiencies | 2021 | United Kingdom | $13,169 |
WestLB Mellon Compass Fund | financial services | investor protection violation | 2010 | India | $11,633 |
THE BANK OF NEW YORK MELLON | financial services | banking violation | 2022 | Mexico | $9,013 |