Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Global: Current Parent Summary

Current Parent Company Name: Bank of New York Mellon
Ownership Structure: publicly traded (ticker symbol BK)
Headquartered in: USA
Major Industry: financial services
Specific Industry: banking
Penalty total since 2010 in U.S. dollars$1,353,346,997
Number of records: 31
Top 5 JurisdictionsPenalty Total (USD)Number of Records
United States$1,154,261,31723
United Kingdom$186,367,1692
Ireland$11,897,6701
Brazil$741,6451
Australia$58,5502
Top 5 Offense GroupsPenalty Total (USD)Number of Records
financial offenses$1,252,403,96026
employment-related offenses$86,113,0373
competition-related offenses$14,830,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML
CompanyCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Bank of New York Mellonfinancial servicesbanking violation2015United States$714,000,000
The Bank of New York Mellon International Limited et al.financial servicesinvestor protection violation2015United Kingdom$186,354,000
Bank of New York Mellonfinancial servicesbanking violation2015United States$167,500,000
Bank of New York Mellonfinancial servicesbenefit plan administrator violation2015United States$84,000,000
Bank of New York Mellonfinancial servicesinvestor protection violation2018United States$54,000,000
BNY Mellon Securities Corporationfinancial servicesinvestor protection violation2024United States$40,000,000
Bank of New York Mellonfinancial servicesinvestor protection violation2013United States$28,000,000
BNY Mellon Securities LLCfinancial servicesinvestor protection violation2011United States$24,045,447
BNY Mellonfinancial serviceskickbacks and bribery2015United States$14,800,000
BNY Mellon Fund Services (Ireland) DACfinancial servicesbanking violation2022Ireland$11,897,670
BNY Mellonfinancial servicesinvestor protection violation2017United States$6,600,000
THE BANK OF NEW YORK MELLONfinancial servicesbanking violation2012United States$6,000,000
Bank of New York Mellonfinancial servicesinvestor protection violation2024United States$5,000,000
Bank of New York Mellon Corporationfinancial servicesbanking violation2017United States$3,000,000
The Bank of New York Mellon Corporationfinancial servicesemployment discrimination2022United States$1,925,000
BNY Mellon Investment Adviser, Inc.financial servicesinvestor protection violation2022United States$1,500,000
Bank of New York Mellon Corp.financial servicesinvestor protection violation2011United States$1,300,000
BNY Mellon Capital Markets LLCfinancial servicesinvestor protection violation2022United States$956,833
Bank of New York Mellonfinancial servicesinvestor protection violation2019United States$750,000
BNY Mellon Servicos Financeiros DTVM SAfinancial servicessecurities violation2020Brazil$741,645
BNY Mellon Capital Markets LLCfinancial servicesinvestor protection violation2011United States$500,000
Bank of New York Mellonfinancial servicesemployment discrimination2010United States$188,037
BNY Mellon Capital Markets, LLCfinancial servicesinvestor protection violation2015United States$120,000
Bank of New York Mellon (Shanghai Branch)financial servicesexport control violation2011United States$30,000
BNY Mellon Shareowner Servicesfinancial servicesinvestor protection violation2010United States$30,000
Pershing Securities Australia Pty Ltdfinancial servicesinvestor protection violation2017Australia$29,990
Pershing Securities Australia Pty Ltdfinancial servicesinvestor protection violation2020Australia$28,560
Bank of New York Mellonfinancial servicesbanking violation2018United States$16,000
BNY Mellon Corporate Trustee Services Ltd TCSPfinancial servicesanti-money-laundering deficiencies2021United Kingdom$13,169
WestLB Mellon Compass Fundfinancial servicesinvestor protection violation2010India$11,633
THE BANK OF NEW YORK MELLONfinancial servicesbanking violation2022Mexico$9,013
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.