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| Top 5 Jurisdictions | Penalty Total (USD) | Number of Records |
|---|---|---|
| United States | $154,859,037 | 15 |
| Canada | $40,342,953 | 6 |
| Ireland | $2,273,534 | 2 |
| Sweden | $6,574 | 1 |
| Top 5 Offense Groups | Penalty Total (USD) | Number of Records |
|---|---|---|
| financial offenses | $186,448,671 | 16 |
| competition-related offenses | $10,000,000 | 1 |
| consumer-protection-related offenses | $534,590 | 2 |
| employment-related offenses | $498,837 | 5 |
Click on the company or penalty amount for more information on each case.
| Company | Current Parent Industry | Offense Category | Year | Jurisdiction | Penalty Amount (USD) |
|---|---|---|---|---|---|
| BMO Capital Markets Corp. | financial services | investor protection violation | 2025 | United States | $40,000,000 |
| BMO Nesbitt Burns Inc. et al. | financial services | investor protection violation | 2016 | Canada | $39,643,170 |
| BMO Harris Financial Advisors Inc. and BMO Asset Management Corp. | financial services | investor protection violation | 2019 | United States | $37,980,000 |
| Bank of Montreal | financial services | investor protection violation | 2023 | United States | $35,000,000 |
| BMO Capital Markets Corp | financial services | investor protection violation | 2023 | United States | $25,000,000 |
| BMO Harris Bank, N.A. | financial services | fraud | 2018 | United States | $10,000,000 |
| BMO Capital Markets Corporation | financial services | investor protection violation | 2019 | United States | $3,946,000 |
| BMO Capital Markets Corp. | financial services | investor protection violation | 2019 | United States | $1,950,000 |
| Bank of Montreal Ireland plc | financial services | banking violation | 2019 | Ireland | $1,388,429 |
| Bank of Montreal Ireland p.l.c. | financial services | banking violation | 2014 | Ireland | $885,105 |
| BMO Harris Bank | financial services | employment discrimination | 2013 | United States | $400,000 |
| Bank of Montreal | financial services | consumer protection violation | 2020 | Canada | $386,512 |
| Bank of the West | financial services | banking violation | 2021 | United States | $281,000 |
| Bank of Montreal | financial services | consumer protection violation | 2019 | Canada | $148,078 |
| BANK OF THE WEST | financial services | banking violation | 2011 | United States | $135,000 |
| Bank of Montreal | financial services | banking violation | 2023 | Canada | $100,285 |
| BANK OF THE WEST | financial services | banking violation | 2010 | United States | $68,200 |
| BMO Nesbitt Burns Ltd. | financial services | securities violation | 2010 | Canada | $49,431 |
| Bank of the West | financial services | employment discrimination | 2011 | United States | $48,000 |
| Bank of the West | financial services | labor standards violation | 2015 | United States | $33,750 |
| Bank of Montreal | financial services | banking violation | 2025 | Canada | $15,477 |
| BMO Harris Bank N.A. | financial services | labor standards violation | 2015 | United States | $11,304 |
| Bank of Montreal | financial services | investor protection violation | 2016 | Sweden | $6,574 |
| Bank Of The West | financial services | labor standards violation | 2020 | United States | $5,783 |
