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Violation Tracker Global: Offense Group Summary

Offense Group: financial offenses
Penalty Total since 2010 in U.S. dollars: $240,351,088,878
Number of Penalty Records: 4,011
Top 10 Current Parent CompaniesPenalty Total (USD)Number of Records
Bank of America$31,769,345,038131
JPMorgan Chase$23,546,009,900108
UBS$18,133,079,559161
Apple Inc.$15,321,054,9324
NatWest Group PLC$12,615,115,56435
Citigroup$12,194,006,009152
Deutsche Bank$12,130,107,01075
Goldman Sachs$10,129,832,39960
BNP Paribas$9,240,157,91142
Wells Fargo$8,827,760,14671
Top 10 JurisdictionsPenalty Total (USD)Number of Records
United States$198,214,420,0101,655
European Commission$14,450,480,27716
France$5,820,006,38842
United Kingdom$5,181,438,165172
Australia$3,584,045,692137
Italy$3,408,833,64626
Netherlands$1,662,275,72321
China$1,593,794,24961
Germany$822,697,66639
Canada$790,866,50638

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryOffense CategoryYearJurisdictionPenalty Amount (USD)
Apple Inc.Apple Inc.electrical and electronic equipmenttax violations2024European Commission$14,400,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicestoxic securities abuses2013United States$13,000,000,000
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2013United States$10,350,000,000
Bank of America CorporationBank of Americafinancial servicestoxic securities abuses2014United States$9,300,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2015United States$8,973,600,000
Deutsche BankDeutsche Bankfinancial servicestoxic securities abuses2017United States$7,200,000,000
Citigroup Inc.Citigroupfinancial servicestoxic securities abuses2014United States$7,000,000,000
Allianz Global Investors U.S. LLCAllianzfinancial servicesinvestor protection violation2022United States$5,763,000,000
Royal Bank of Scotland PLCNatWest Group PLCfinancial servicestoxic securities abuses2017United States$5,500,000,000
Credit SuisseUBSfinancial servicestoxic securities abuses2017United States$5,280,000,000
Goldman SachsGoldman Sachsfinancial servicestoxic securities abuses2016United States$5,060,000,000
Royal Bank of Scotland Group plcNatWest Group PLCfinancial servicestoxic securities abuses2018United States$4,900,000,000
Binance Holdings LimitedBinance Holdingsfinancial servicesanti-money-laundering deficiencies2023United States$4,316,126,163
Binance Holdings Limited,Binance Holdingsfinancial servicesanti-money-laundering deficiencies2023United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $3,400,000,000
Goldman Sachs & Co.Goldman Sachsfinancial servicestoxic securities abuses2014United States$3,150,000,000
Bank of AmericaBank of Americafinancial servicesbanking violation2013United States$2,886,578,478
Binance Holdings Limited et al.Binance Holdingsfinancial servicesinvestor protection violation2023United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $2,700,000,000
Morgan StanleyMorgan Stanleyfinancial servicestoxic securities abuses2016United States$2,600,000,000
Bank of AmericaBank of Americafinancial servicesinvestor protection violation2012United States$2,430,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2014United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $2,243,400,000
BNP ParibasBNP Paribasfinancial serviceseconomic sanction violation2014United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $2,240,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicestoxic securities abuses2018United States$2,090,000,000
Barclays Capital, Inc.Barclaysfinancial servicestoxic securities abuses2018United States$2,000,000,000
Danske Bank A/SDanske Bankfinancial servicesanti-money-laundering deficiencies2022United States$2,000,000,000
Wells FargoWells Fargofinancial servicesbanking violation2013United States$1,991,141,181
JPMorgan ChaseJPMorgan Chasefinancial servicesbanking violation2013United States$1,958,450,341
UBSUBSfinancial servicestax violations2023France$1,943,089,688
Deutsche Bank AGDeutsche Bankfinancial servicestoxic securities abuses2013United States$1,925,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesanti-money-laundering deficiencies2024United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $1,886,945,780
Credit Suisse AGUBSfinancial servicestax violations2014United States$1,800,000,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014United States$1,700,000,000
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2011United States$1,520,000,000
General ElectricGeneral Electricdiversifiedtoxic securities abuses2019United States$1,500,000,000
UBS AGUBSfinancial servicestoxic securities abuses2023United States$1,435,000,000
KeringKeringappareltax violations2019Italy$1,399,725,000
Standard & Poor's Financial Services LLCS&P Globalinformation technologytoxic securities abuses2015United States$1,375,000,000
McDonald's FranceMcDonald'srestaurants and foodservicetax violations2022France$1,300,618,580
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2011United States$1,300,000,000
HSBC Holdings plc HSBC Bank USA N.A.HSBCfinancial servicesanti-money-laundering deficiencies2012United States$1,256,000,000
Morgan StanleyMorgan Stanleyfinancial servicestoxic securities abuses2014United States$1,250,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicestoxic securities abuses2013United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $1,066,000,000
Google France SARL and Google Ireland Ltd.Alphabet Inc.information technologytax violations2019France$1,063,536,150
Allianz Global Investors U.S. LLCAllianzfinancial servicesinvestor protection violation2022United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $1,024,200,000
Ant GroupAnt Groupfinancial servicessecurities violation2023China$982,653,465
Binance Holdings, LtdBinance Holdingsfinancial serviceseconomic sanction violation2023United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $968,618,825
CitigroupCitigroupfinancial servicestoxic securities abuses2013United States$968,000,000
JPMorgan Chase & CompanyJPMorgan Chasefinancial servicesinvestor protection violation2020United States$920,200,000
WestpacWestpac Bankingfinancial servicesanti-money-laundering deficiencies2020Australia$915,970,900
ING Bank N.V.INGfinancial servicesanti-money-laundering deficiencies2018Netherlands$899,775,000
Credit SuisseUBSfinancial servicestoxic securities abuses2014United States$885,000,000
UBS Americas Inc.UBSfinancial servicestoxic securities abuses2013United States$885,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicestoxic securities abuses2013United States$869,000,000
Moody's CorporationMoody'sinformation technologytoxic securities abuses2017United States$864,000,000
CitibankCitigroupfinancial servicesbanking violation2013United States$793,492,868
AstraZenecaAstraZenecapharmaceuticalstax violations2010United Kingdom$780,932,000
HSBCHSBCfinancial servicestoxic securities abuses2018United States$765,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesanti-money-laundering deficiencies2024United States$757,000,000
PokerStars and Full Tilt PokerFlutter Entertainment PLCentertainmentanti-money-laundering deficiencies2012United States$731,000,000
American International GroupAmerican International Groupfinancial servicesinvestor protection violation2010United States$725,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018United States$717,200,000
Credit Suisse AGUBSfinancial servicestax violations2014United States$715,000,000
Bank of New York MellonBank of New York Mellonfinancial servicesbanking violation2015United States$714,000,000
AmBank GroupAmBank Groupfinancial servicesanti-money-laundering deficiencies2021Malaysia$700,105,210
Standard & Poor's Financial Services LLCS&P Globalinformation technologytoxic securities abuses2015United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $687,500,000
Rio Tinto LtdRio Tintomining and mineralstax violations2022Australia$682,001,000
Danske BankDanske Bankfinancial servicesanti-money-laundering deficiencies2022Denmark$675,545,250
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $657,040,033
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2015United States$642,000,000
British American TobaccoBritish American Tobaccotobaccoeconomic sanction violation2023United States$629,000,000
AirbnbAirbnb Inc.miscellaneous servicestax violations2023Italy$621,152,640
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012United States$619,000,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $619,000,000
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd.Bank Hapoalimfinancial servicestax violations2020United States$616,910,000
CommerzbankCommerzbankfinancial serviceseconomic sanction violation2015United States$610,000,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2013United States$591,000,000
Western Union CompanyWestern Unionfinancial servicesanti-money-laundering deficiencies2017United States$586,000,000
ABN AMRO Bank N.V.ABN AMROfinancial servicesanti-money-laundering deficiencies2021Netherlands$575,030,400
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018United States$575,000,000
Apple Inc.Apple Inc.electrical and electronic equipmenttax violations2019France$572,095,000
Deutsche Bank AGDeutsche Bankfinancial servicestax violations2010United States$553,633,153
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $553,380,759
Goldman Sachs & Co.Goldman Sachsfinancial servicestoxic securities abuses2010United States$550,000,000
HSBC North America Holdings Inc.HSBCfinancial servicestoxic securities abuses2014United States$550,000,000
Morgan StanleyMorgan Stanleyfinancial servicestoxic securities abuses2016United States$550,000,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016United States$547,000,000
Commonwealth Bank of AustraliaCommonwealth Bank of Australiafinancial servicesanti-money-laundering deficiencies2018Australia$529,536,000
BPBPoil and gasinvestor protection violation2012United States$525,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesbanking violation2012United States$500,000,000
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V.ABN AMROfinancial serviceseconomic sanction violation2010United States$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018United States$500,000,000
Bank of AmericaBank of Americafinancial servicesinvestor protection violation2013United States$500,000,000
MercerMarsh & McLennanfinancial servicesaccounting fraud or deficiencies2010United States$500,000,000
Royal Bank of ScotlandNatWest Group PLCfinancial servicestoxic securities abuses2018United States$500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $500,000,000
Credit Suisse Securities (USA) LLC et al.UBSfinancial servicesinvestor protection violation2022United States$495,000,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014United States$461,000,000
U.S. BancorpU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018United States$453,000,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesanti-money-laundering deficiencies2024United States$450,000,000
UBSUBSfinancial servicestoxic securities abuses2017United States$445,000,000
Moody's CorporationMoody'sinformation technologytoxic securities abuses2017United States(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Penalty totals are adjusted to avoid double-counting. $426,500,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017United States$425,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.